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Database Updates
Notifications
LAD-NRO/GN/2010-11/12/10230
(29 Jun 2010)
Notification under regulation 3 of the SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007
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LAD-NRO/GN/2010-11/09/6422
(31 May 2010)
Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007
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LAD-NRO/GN/2010-11/07/1100
(13 Apr 2010)
SEBI (Venture Capital Funds) Regulations, 1996 amended - Amendment Regulations, 2010
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LAD-NRO/GN/2010-11/05/1110
(13 Apr 2010)
SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 amended - Amendment Regulations, 2010
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LAD-NRO/GN/2010-11/06/1097
(13 Apr 2010)
SEBI (Stock Brokers and Sub- Brokers) Regulations, 1992 amended - Amendment Regulations, 2010
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LAD-NRO/GN/2010-11/04/1109
(13 Apr 2010)
SEBI (Merchant Bankers) Regulations, 1992 amended - Amendment Regulations, 2010
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LAD-NRO/GN/2010-11/03/1104
(13 Apr 2010)
SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 amended - Third Amendment Regulations, 2010
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LAD-NRO/GN/2010-11/02/1107
(13 Apr 2010)
SEBI (Foreign Institutional Investors) Regulations, 1995 amended - Amendment Regulations, 2010
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LAD-NRO/GN/2009-2010/30/199044
(19 Mar 2010)
Securities and Exchange Board of India (Credit Rating Agencies) (Amendment) Regulations, 2010
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LAD-NRO/GN/2009-10/28/190983
(14 Jan 2010)
Securities and Exchange Board of India (Employees' Service) (Amendment) Regulations, 2010
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Circulars & Trade Notices
DNBS.CC.PD.No. 191/03.10.01/2010-11
(27 Jul 2010)-(Circular)
Loan facilities to the physically / visually challenged by NBFCs
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SEBI/Cir/MIRSD/AP/8/2010
(23 Jul 2010)-(Circular)
Market Access through Authorised Persons - Dated 23 July 2010
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CIR/MRD/DP/21/2010
(15 Jul 2010)-(Circular)
Introduction of call auction in Pre-open session
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CIR/DNPD/ 4 /2010
(15 Jul 2010)-(Circular)
Physical Settlement of Stock Derivatives
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CIR/CFD/DIL/7/2010
(13 Jul 2010)-(Circular)
Applications Supported by Blocked Amount (ASBA) facility in public issues
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CIR/DNPD/3/2010
(07 Jul 2010)-(Circular)
Revised Exposure Margin for Exchange Traded Equity Derivatives
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CIR/MRD/DP/ 20 /2010
(01 Jul 2010)-(Circular)
Account Maintenance Charges collected upfront on annual/ half yearly basis on demat accounts
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DBOD.BP.BC.No.5 /21.04.172/2010-11
(01 Jul 2010)-(Circular)
Master Circular - Bank Finance to Non-Banking Financial Companies (NBFCs)
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DNBS (PD) CC No 176/ 03.02.001/2010-11
(01 Jul 2010)-(Circular)
Notification as amended up to June 30, 2010 - "Non-Banking Financial Companies Acceptance of Public Deposits (Reserve Bank) Directions, 1998"
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DNBS (PD) CC No. 177/03.02.001/2010-11
(01 Jul 2010)-(Circular)
Notification as amended up to June 30, 2010 - "Non-Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007"
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